Securities Market and Pension Assets Management

The Agency implements state policy aimed at ensuring the functioning and development of the securities market and its infrastructure, monitoring and analysing the condition of the stock market and its participants, protecting the rights and interests of investors, and ensuring transparency and accessibility of information on the activities of securities market entities.

Professional Securities Market Participants

• Brokers and Dealers
• Central Securities Depository
• Portfolio Managers
• Custodian Banks
• Transfer Agents
• Kazakhstan Stock Exchange (KASE)
• Register of Eligible Pension Asset Managers

Consolidated Supervision

• Qualifying Holdings

Licenses and Authorisations

• Authorizations
• Notifications

Executive Competency Testing

• Assessment Questions for Pension Fund Executives
• Assessment Questions for Securities Market Executives
• Testing Webcast

Statistics

Issuers and Securities Issues

• Registered Share Issues
• Registered Bond Issues
• Registered Mutual Funds and Their Management Companies
• Information on the Number of Voting Shares of Joint-Stock Companies
• Information on the Number of Unit Holders of Unit Investment Funds

Financial Sector Performance

• Professional Securities Market Participants
• Accumulative Pension System
• Supervisory Policy Priorities

Sanctions and Enforcement Measures