Appendix 1
to the Order of the Chairman of the Committee
of Internal State Audit
of the Ministry of Finance
of the Republic of Kazakhstan
dated "___" ________ 2024 No. ___
|
No. |
Recommendations based on the results of internal analysis of corruption risks |
Measure |
Completion Form |
Responsible Executors |
Deadline |
|
|
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|
1 |
Minimization of direct contact of state auditors with objects of state audit |
Strengthen work on conducting electronic state audit, carried out remotely through the use of information technologies. |
Coverage of at least a quarter of electronic audit for unscheduled measures by the end of the year |
UAS, UR, DVGA |
Ongoing |
|
2 |
In territorial Departments, when reviewing and initiating cases on administrative offenses, there are corruption risks regarding the non-imposition of administrative penalties due to improper and untimely notification of subjects due to absence at the location address, i.e., evasion of administrative liability |
It is proposed to implement a process of advance notification and (or) alerting (reminders) of subjects of OPI, regarding the approximation of deadlines for submitting annual financial statements and audit reports to the annual financial statements in the DFO, as well as by posting articles, memos and information on the Committee's internet resource on the need to comply with reporting deadlines and timely conduct of mandatory audit, continuing work to ensure compliance with legislation in the field of accounting and financial reporting |
Implementation of the process of advance notification (alerting) of subjects of OPI in the DFO, placement of information in the media and on the EVGA website. |
UKSBU |
July 2025 |
|
3 |
Automate the provision of the quarterly report of the SVA on conducted state audit and financial control, to exclude interference in the provided information |
Work with DTsGO MF and JSC "TSEF" |
Automate the report |
UVOGA |
December 2025 |
|
4 |
Automate the application for conducting performance evaluation of the SVA without the possibility of making changes or adjusting the data extraction from the system.
|
Work with DTsGO MF and JSC "TSEF" |
Automate the application |
UVOGA |
December 2025 |
|
5 |
Revision of the institute of desk control in accordance with current legislation
|
Introduction of amendments to regulatory legal acts |
New Rules of desk control |
UKK |
December 2025 |
|
6 |
When conducting preventive control within the framework of the Entrepreneurial Code of the Republic of Kazakhstan, there is individual opinion and a diverse approach in the process of control measures, which creates conditions for the emergence of corruption risks and hinders the effective implementation of control.
|
Develop a methodology for conducting preventive control and inspections |
Methodology for implementing preventive control and inspections
|
UKSBU |
December 2025 |